Our Regulatory Compliance solutions are designed to empower your organization with the knowledge and tools needed to stay ahead of the ever-evolving regulatory landscape. We recognize that compliance is not a one-size-fits-all concept; hence, we tailor our services to meet the unique needs of your business activity and organizational structure.
At First Derivative, we believe that compliance should not be a burden but an opportunity for growth. Our team of regulatory specialists are dedicated to demystifying regulatory complexities, providing you with the guidance and support necessary to ensure your operations align seamlessly with industry standards.
We have a track record of delivering complex regulatory change programmes, and have a streamlined remediation process to cover all pre and post trade reporting exceptions and inaccuracies for existing regimes.
We provide expert alignment of your financial reporting with regulatory requirements, leveraging our extensive experience to ensure accuracy, compliance and solutions for complex challenges.
We assist clients with both Strategic and Tactical Data remediation, depending on their focus & needs, and also support the BAU running of data reconciliations
Our team support clients across a broad range of topics in the Risk and Surveillance space, including Credit, Market and Liquidity Risk, as well as Surveillance implementation, monitoring and stress testing.
At First Derivative we are in full preparations and have been taking the appropriate steps to ensure that we are ready for the ESMA’s 29th April 2024 go-live date.